Serve as primary regulatory contact for approximately 200 NYSE and NYSE MKT issuers and their representatives, including management, financial advisors, outside counsel and auditors.

Provide guidance and interpretation of listing standards, policies and procedures including financial, corporate governance and shareholder approval requirements, to all constituents.

Review and analyze periodic reports filed with the Securities and Exchange Commission and other documents to ascertain compliance with NYSE and NYSE MKT quantitative and qualitative continued listing standards.

Review and analyze transactions for compliance with the shareholder approval rules and process supplemental listing applications.

Analyze material news and assist in determining whether a trading halt is appropriate.

Manage non-compliant issuers: notify issuer senior management; evaluate proposed plans to regain compliance; prepare and present listing recommendations to NYSE Regulation senior management; initiate delistings for cause; prepare and present appeal hearing briefs in support of staff delisting determinations; coordinate delistings with corporate communications, securities operations, stock watch and client service.

THIS NOTICE IS POSTED IN CONNECTION WITH AN APPLICATION FOR PERMANENT ALIEN LABOR CERTIFICATION. ANY PERSON MAY COMMENT OR PROVIDE DOCUMENTARY EVIDENCE BEARING ON THIS APPLICATION TO:  CERTIFYING OFFICER, U.S. DEPARTMENT OF LABOR EMPLOYMENT & TRAINING ADMINISTRATION, ATLANTA NATIONAL PROCESSING CENTER, HARRIS TOWER, 233 PEACHTREE STREET, NE, SUITE 410, ATLANTA, GA  30303

JOB: NYSE Market, Inc. seeks Senior Financial Analyst, CFO Finance Group in New York, NY, to maintain operational responsibility for IT Finance cost allocation system in regards to data collection and month end closing process. Utilize knowledge of implementation and staging of proprietary software, from development to production environment, to provide business analysis, design and support for proprietary budgeting and planning tool for IT, which captures operating and capital expenses. Analyze operating expense cost impact associated with cost dependencies driven from software and hardware requirements. Determine cost impact of depreciation, lease and maintenance based on capital requirements. Determine appropriate projects and tasks for resource requirements. Develop appropriate labor, hardware, maintenance, and license rates for driving cost projections. Provide data testing, reporting support and design for the budget and planning tool, which requires full understanding of organization and GL structure. Utilize knowledge of SQL/Oracle databases and .NET framework to maintain the IT Budget applications and provide ad-hoc reporting from the Oracle and SQL databases. Utilize knowledge of interrelated financial systems to liaise with NYSE business teams and provide thorough analysis of the applications financial reports. Support all application maintenance for the IT Finance department. Create and run reporting queries from PeopleSoft for the monthly consultant payment process. Utilize cost allocation to charge out IT expenses to business units.  Model costs based on various cost drivers for product and services utilized. Develop cost pools based on expense types. Determine cost impact based on the charge outs of various product and services. Work closely with operations management in structuring cost methodologies for all new and existing product offerings using available inventory data. Utilize the following technologies: MSSQL, Oracle 9i, Oracle Financial, .NET, SQL Server 2005, PeopleSoft, MS Excel and MS Access.

Corpedia, An NYSE Euronext Company and the leader in governance, risk, and compliance (GRC) e-learning and advisory services, currently has an opening for an E-Learning Manager at our corporate offices in Phoenix, AZ. The E-Learning Manager will lead a group of instructional designers and work closely with the design team to create custom elearning solutions for clients.

Corpedia is a rapidly growing company that has a fast-paced yet casual atmosphere. 

Key Responsibilities include but are not limited to:

·         Work closely with direct reports to facilitate project completion

·         Monitor project scope and handle out of scope issues and needs

·         Monitor and adjust project plans as needed

·         Work with direct reports to resolve project issues

·         Work closely with client services to resolve client and project issues and ensure client satisfaction

·         Ensure proper tracking of project hours in time tracking system

·         Create and maintain process and procedure for custom projects

·         Coordinate recording of courseware narration.

·         Attend client kick-off calls and represent custom services in meetings as needed

·         Work with direct reports and other teams to ensure timely delivery of high-quality documentation.

Corpedia, An NYSE Euronext Company and the leader in governance, risk, and compliance (GRC) e-learning and advisory services, currently has an opening for a Senior Strategic Marketing Analyst at our Biltmore offices.  The Marketing Analyst will provide strategic and tactical analysis and data management to support our sales and marketing databases and marketing campaigns.

Key Responsibilities include but are not limited to:

·         Develop, execute and maintain list segmentation strategies based on marketing opportunities Manage and coordinate all internal and external marketing and subscription databases and customer lists

·         Leverage data to make recommendations on opportunities to maximize sales and marketing outreach activities

·         Refine and develop database infrastructure

·         Analyze customer engagement patterns to identify new and/or improved marketing opportunities

·         Track, measure and report sales and marketing campaign effectiveness

·         Identify, implement and report on lead generation measurement strategies; aligned to sales and marketing campaigns

·         Run queries, compile and report on specific business intelligence data as directed

·         Perform database maintenance, clean up and support to help ensure accuracy and optimize performance

Corpedia, An NYSE Euronext Company and the leader in governance, risk, and compliance (GRC) e-learning and advisory services, currently has an opening for a Senior Risk & Compliance Analyst within the Advisory Services Team at our corporate office in downtown Phoenix, Arizona. The Sr. Risk Analyst’s primary function is to implement active client consulting engagements. This involves managing numerous tasks across a diverse project portfolio including compliance and ethics risk assessments, culture and knowledge surveys, program audits/benchmarking and research projects.

Key Responsibilities include but are not limited to:

·         Manage and implement tasks associated with assigned client consulting projects

·         Work with Advisory Services team members on client engagements and other assignments, as needed

·         Collaborate with members of other departments and/or functions on projects, as needed

·         Administer survey applications and other project tools and models

·         Conduct project related research and data mining, as needed

·         Perform detailed quantitative and qualitative data analysis and prepare data charts, tables, scorecards, heat maps, etc.

·         Draft and present client reports with findings and recommendations

·         Actively contribute to the development/improvement of processes, models and tools for existing consulting products, and to new product development

·         Assist sales team with pre-sales briefings, presentations and client proposals

·         Consistently deliver quality results according to set deadlines

·         Other duties and responsibilities as assigned

Reporting to the Vice President of NYSE Regulation’s Regulatory Policy & Management group, the Chief counsel – Regulatory Policy and Management will provide legal advice to internal and external constituents, regarding options and equities market structure, trading and general regulatory matters relating to the US exchanges operated by NYSE Euronext.  Develop new rules or interpretations to address changing industry practices and market environment, as well as to accommodate new business proposals.  Provide legal analysis of proposed rule amendments in light of federal securities law and other exchange senior management.

Specific Responsibilities:

·         Work closely with senior management within NYSE Regulation and NYSE Euronext’s US exchanges on complex regulatory rule development initiatives related to equities and options market structure and trading

·         Work with business owners, NYSE Regulation senior management and compliance to identify when rule changes are needed

·         Provide legal and regulatory guidance to NYSE Regulation senior management on application of exchange rules and federal securities laws with respect to equities and options trading

·         Work closely with FINRA to assure appropriate regulation of trading activity governed by new and amended rules

·         Manage relationship with SEC staff on rule filings

·         Assist with special projects as Warranted

THIS NOTICE IS POSTED IN CONNECTION WITH AN APPLICATION FOR PERMANENT ALIEN LABOR CERTIFICATION. ANY PERSON MAY COMMENT OR PROVIDE DOCUMENTARY EVIDENCE BEARING ON THIS APPLICATION TO:  CERTIFYING OFFICER, U.S. DEPARTMENT OF LABOR EMPLOYMENT & TRAINING ADMINISTRATION, ATLANTA NATIONAL PROCESSING CENTER, HARRIS TOWER, 233 PEACHTREE STREET, NE, SUITE 410, ATLANTA, GA  30303

JOB: NYSE Arca LLC, Inc. seeks Sr. Analyst, IT Process Automation in New York, NY, to lead all testing efforts and projects, design test plans and manage entire testing procedure of  IT process automation software in an exchange environment. Resolve service requests and incidents from users across the company. Liaise with external and internal team members and stakeholders to gather business requirements, evaluate project scope, present demo to end user, trouble shoot production issues and perform daily operations of  the IT service. Perform script test cases using Visual Basic. Set up test automation via Perl script. Manage test tools/environments.  Lead presentations on various service improvement meetings and work with users to create performance matrix. Coordinate with external vendors and transition/install release.  Participate in development calls and report defects/test progress to management and check development for a solution. Write JavaScript codes for IT process automation applications. 

REQUIREMENTS: Bachelor’s degree or foreign equivalent in Computer Science, Finance, Economics, Mathematics, Business Administration, or a related field plus three (3) years of experience leading quality assurance efforts for complex workflow modeling applications, designing test plans and test cases, and performing knowledge management, software development life cycle improvement and testing automation. Prior experience must include writing VisualBasic, Java, Perl and SQL codes and scripts, performing requirements gathering and prototype demo, writing automated test cases, and managing automated test tools.

Offered Salary is $87,714 per year.  Submit resume to Ann Ryan, NYSE Arca LLC, 100 S. Wacker Dr, Chicago, IL 60606 & indicate job code LL3113PN.

Main Responsibilities

• Manage all internal and external events for US listings; coordinate with all areas of the firm and external partners
• Research and prepare all briefing memos for high profile events
• Manage/monitor forward calendar and coordinate and disseminate information across all relevant groups to maximize the opportunities around such events
• Assist in the NYSE Big Startup and other strategic initiatives to enhance the value proposition of the business
• Frequent ad hoc analysis as required

Corpedia, An NYSE Euronext Company and the leader in governance, risk, and compliance (GRC) e-learning and advisory services, currently has an opening for an experienced Sr. Financial Analyst.  The Analyst is responsible for all budgeting, forecasting and financial analysis of the company, as assigned. This position provides direct, one-on-one financial support to the VP of Finance, Managers/Business Leads in providing input to financial and management reporting. The position reports to the VP of Finance and is located at our corporate offices in Phoenix, AZ.

Key Responsibilities include but are not limited to:

• Tracks financial status by monitoring monthly variances from plan and forecasts
• Determines financial status by comparing and analyzing plans and forecasts with actual results
• Improves financial status by analyzing results and variances; identifying trends; recommending actions
• Assist in preparation of annual sales comp plans
• Preparation of annual budget & quarterly forecasts; including revenue, operating expenses, headcount and capital budgets and upload / reconciliation to budget system, as assigned
• Develop and maintain monthly / quarterly management key performance indicator analyses and reporting packages
• Prepare analysis supporting new products proposed for development; including ROI analyses
• Prepare other ad hoc analyses as required by management
• Act as Financial Liaison in support of cost center managers by providing actual comparisons to budgets / forecasts & other various analyses as required by business area
• Participation in due diligence process relating to potential acquisitions, as assigned
• Increases productivity by developing automated applications; eliminating duplications; coordinating information requirements
• Provides information to management by assembling and summarizing data; preparing reports; making presentations of findings, analyses, and recommendations
• Reviews discounting and gross margin on sales proposals and contracts for appropriate Finance approval
• Maintains pricing tool and any other source of financial information distributed to sales or management

Technical Account Manager

The Technical Account Manager (TAM) provides a valuable technical liaison between clients and NYSE

Technologies internal organization. The TAM program is directed at NYSE Technologies top strategic

clients globally and is geared towards providing a best of breed customer experience through support of

existing products, services and solutions and identifying growth opportunities for NYSE.

Responsibilities:

•        Act as a client advocate within the NYSE Technologies organization.

•        Understand and maintain documentation on how the NYSE Technologies products and solutions are deployed at the client site including how they are used by the business teams to help assess impact of incidents and Exchange Driven Changes (EDCs).

•        Maintain knowledge on the NYSE portfolio of products and services.

•        Become a single escalation point for all technical issues and requests identified by clients, both internally and externally.

•        Work closely with clients and internal teams during EDC activities. This is during major EDCs which may require out of hours communication with clients and internal teams during period of client testing.

•        Understand the projects and daily activities undertaken by any Technical Consultants or Engineering resources at the client site.

•        Align with Sales, product and delivery organizations, forming a virtual client facing team, delivery of new features, software roll process improvement.

•        Establish strong relationships with clients’ technical teams and become an influencer in client technology and software deployment decisions.

•        Maintain a standardized reporting structure both to the client and internally to NYSE Technologies management.

•        Ensure Service Quality levels in working closely with and services and during ongoing support.

•        Conduct regular onsite visits, including the maintenance of regular service management, steering and architectural forums.

•        Work with peers on global accounts to provide input into regional client view and to maintain global alignment internally and externally.

•        Identify to sales and product/solution management on identification of key account opportunities and provide the role of technical facilitator during key campaigns.

Corpedia, An NYSE Euronext Company and the leader in governance, risk, and compliance (GRC) e-learning and advisory services, currently has an opening for an experienced Sr. Software Developer.  The developer will be assisting with the development, support, and maintenance of proprietary enterprise applications using Ruby. The position will be located in downtown Phoenix, AZ at our corporate offices.

Key Responsibilities include but are not limited to:

·         Assist with writing and re-writing enterprise-centric applications using Ruby and web application frameworks such as Rails and Sinatra.

·         Requirement gathering, modeling, development and deployment in a Unix environment.

·         Applying graphical look and feel to application pages.

·         Handle new feature and bug requests.

·         Conversion and migration of existing application to Ruby-based solution.

Corpedia, An NYSE Euronext Company and the leader in governance, risk, and compliance (GRC) e-learning and advisory services, currently has an opening for a PHP Web Developer at our corporate offices in downtown Phoenix, AZ

Key Responsibilities include but are not limited to:

The Web Developer will be responsible for maintaining and modifying our existing corporate websites. The Developer may also have the opportunity to completely redevelop the sites in the near future.  In addition, the Developer will work with the marketing department to implement new media marketing campaigns and develop new online products relating to those campaigns.

Corpedia, An NYSE Euronext Company and the leader in governance, risk, and compliance (GRC) e-learning and advisory services, currently has an opening for a Technical Support Analyst at our corporate offices in downtown Phoenix, AZ. The Technical Support Analyst provides a full range of support to the Information Technology and Client Services Team(s) on projects and client deliverables, maintaining records of issues and implementation processes, and by providing effective customer service to Corpedia’s internal/external clients.

Key Responsibilities include but are not limited to:

• Manage daily data processing including ETL.
• Create, troubleshoot and resolve issues with course packaging.
• Ability to investigate and analyze information and to draw conclusions.
• Provide system-level support of multi-user operating systems, hardware and software tools, including configuration, maintenance, and support of these systems.
• Quality Control checks and testing.
• Update course engines, create course access pages and duplicate courses.
• Set-up co-branding for courses and learning management systems.
• Maintain accurate and current records and documentation.
• Work as a team member with other technical staff, to manage system data using queries/scripts or other internal tools.

Corpedia, the leader in risk assessment and eLearning for ethics and compliance, currently has an opening for an experienced Software Architect.  The architect will be responsible for providing technical leadership and architecture design for software development team as well as team leadership and development. They will also develop, support, and maintain our proprietary enterprise applications using Ruby. The position will be located in downtown Phoenix, AZ at our corporate offices.

Key Responsibilities include but are not limited to:

·         Technical leadership - Leading the team on technology decisions/ directions as they apply to software development. 

·         Design/ architecture - Performs systems design and application architecture for software applications, custom tools and/or web sites.

·         Team Leadership - The architect will be responsible for ensure proper technical tasks are assigned to team members and is the liaison to answer technical questions.

·         Development - The architect will be expected to perform hands-on development in languages including: Closure, Ruby on Rails, PHP

·         Code/ peer reviews - The architect will lead code reviews or delegate accordingly to ensure proper code reviews are done

·         Estimations/ time lines - The architect will be expected to facilitate estimations of stories or technical tasks to ensure timely delivery of software. Architect will make technical decisions to meet time lines and will escalate risks to management on items jeopardizing deliverables.

·         Technical decision making - The architect will be responsible for making the final call on technical approaches as options are posed and discussed by the team.

Corpedia, An NYSE Euronext Company and the leader in governance, risk, and compliance (GRC) e-learning and advisory services, currently has an opening for an experienced Sr. Software Developer.  The developer will be assisting with the development, support, and maintenance of proprietary enterprise applications using Ruby. The position will be located in downtown Phoenix, AZ at our corporate offices.

Key Responsibilities include but are not limited to:

·         Assist with writing and re-writing enterprise-centric applications using Ruby and web application frameworks such as Rails and Sinatra.

·         Requirement gathering, modeling, development and deployment in a Unix environment.

·         Applying graphical look and feel to application pages.

·         Handle new feature and bug requests.

·         Conversion and migration of existing application to Ruby-based solution.